Santa Clara California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., is a legally binding contract that outlines the terms and conditions governing the relationship between the two parties involved in the financial market. This agreement focuses on the sale and purchase of various financial instruments and services in the Santa Clara area. Under this Dealers Agreement, Active Assets Premier Money Trust acts as the dealer, offering investment products and services to clients and investors. Morgan Stanley Dean Witter Advisors, Inc. acts as the counterparty, engaging in transactions with Active Assets Premier Money Trust. The key components of the Santa Clara California Dealers Agreement may include: 1. Scope: This section outlines the types of financial products and services offered by Active Assets Premier Money Trust, ranging from securities to derivatives. It also highlights the specific geographic region of Santa Clara, California, in which these services are provided. 2. Terms and Conditions: This section details the rights and obligations of both parties involved. It covers aspects like pricing, commissions, fees, and payment terms for various transactions. It may also include information on the use of electronic trading platforms, if applicable. 3. Risk Management: This section specifies the risk management strategies employed by both parties to mitigate potential financial risks. It may include details about risk assessment methodologies, responsibilities, and dispute resolution procedures. 4. Confidentiality: This section emphasizes the importance of maintaining the confidentiality of sensitive information shared between the parties. It imposes restrictions on the disclosure and use of such information, ensuring the protection of clients' and investors' interests. 5. Regulatory Compliance: This section focuses on ensuring adherence to all relevant laws, regulations, and industry standards governing financial transactions in Santa Clara, California. It may include compliance with securities laws, anti-money laundering regulations, and other legal requirements applicable to both parties. Different types of Santa Clara California Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may vary based on the specific financial products and services involved. Some possible variations include: 1. Equity Dealers Agreement: This type of agreement concentrates on the sale and purchase of equities, such as stocks and shares, in the Santa Clara financial market. 2. Fixed Income Dealers Agreement: This agreement revolves around the trading of fixed income securities, including bonds, treasury bills, and other debt instruments offered in Santa Clara. 3. Derivatives Dealers Agreement: This agreement focuses on the trading of derivative instruments, such as options, futures, and swaps, within the Santa Clara financial market. 4. Foreign Exchange Dealers Agreement: This type of agreement centers on the buying and selling of foreign currencies in Santa Clara, allowing clients to engage in foreign exchange transactions. It's important to note that the exact terms and types of Dealers Agreements may vary based on negotiations between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., as well as the specific requirements and regulations in Santa Clara, California.
Santa Clara California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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