Salt Lake Utah Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services

State:
Multi-State
County:
Salt Lake
Control #:
US-EG-9372
Format:
Word; 
Rich Text
Instant download

Description

Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corporation regarding the provision of investment advisory services to the series in connection with the management of the Series dated 00/00. 5 A Salt Lake Utah Sub-Advisory Agreement refers to a specific agreement between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp (PIC) relating to the provision of investment advisory services. This agreement outlines the terms and conditions under which IFM will act as a sub-advisor to PIC, offering expertise and assistance in managing investment portfolios and providing advisory services to clients. The Salt Lake Utah Sub-Advisory Agreement is a comprehensive document that encompasses various aspects related to the provision of investment advisory services. It includes key provisions such as: 1. Scope of Services: The agreement clearly delineates the specific investment advisory services that IFM will provide to PIC. This may include portfolio management, research, analysis, and recommendations regarding securities, asset allocation, risk management, and other related areas. 2. Fee Structure: The agreement outlines the compensation arrangement between IFM and PIC, including the advisory fees, management fees, performance fees, or any other charges associated with the services provided. The fee structure is determined based on the agreed-upon terms and investment objectives. 3. Responsibilities and Obligations: The agreement details the respective responsibilities and obligations of IFM and PIC. It specifies the need for IFM to exercise its fiduciary duty towards clients and act in their best interests while adhering to applicable laws and regulations. PIC, on the other hand, may have obligations related to client acquisition, marketing, and compliance with legal requirements. 4. Reporting Requirements: The agreement provides guidelines on the reporting obligations of IFM to PIC, outlining the frequency and content of performance reports, investment analysis, risk assessment, and any other crucial information that needs to be shared. 5. Termination and Amendment: It includes provisions for terminating or amending the agreement, specifying the notice period, conditions, and procedures to be followed by both parties. This ensures that either party can discontinue the arrangement if it no longer serves their interests or if circumstances require modification. Different types of Salt Lake Utah Sub-Advisory Agreements between IFM and PIC may exist based on factors such as the specific investment strategies employed, targeted client segments, or geographical focus. These agreements could include variations in fee structures, reporting requirements, or other key provisions to address the particular needs and objectives of different investment mandates or client segments. In summary, the Salt Lake Utah Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. governs the provision of investment advisory services, outlining the responsibilities, compensation, reporting requirements, and other key aspects necessary for an effective and mutually beneficial advisor-client relationship.

A Salt Lake Utah Sub-Advisory Agreement refers to a specific agreement between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp (PIC) relating to the provision of investment advisory services. This agreement outlines the terms and conditions under which IFM will act as a sub-advisor to PIC, offering expertise and assistance in managing investment portfolios and providing advisory services to clients. The Salt Lake Utah Sub-Advisory Agreement is a comprehensive document that encompasses various aspects related to the provision of investment advisory services. It includes key provisions such as: 1. Scope of Services: The agreement clearly delineates the specific investment advisory services that IFM will provide to PIC. This may include portfolio management, research, analysis, and recommendations regarding securities, asset allocation, risk management, and other related areas. 2. Fee Structure: The agreement outlines the compensation arrangement between IFM and PIC, including the advisory fees, management fees, performance fees, or any other charges associated with the services provided. The fee structure is determined based on the agreed-upon terms and investment objectives. 3. Responsibilities and Obligations: The agreement details the respective responsibilities and obligations of IFM and PIC. It specifies the need for IFM to exercise its fiduciary duty towards clients and act in their best interests while adhering to applicable laws and regulations. PIC, on the other hand, may have obligations related to client acquisition, marketing, and compliance with legal requirements. 4. Reporting Requirements: The agreement provides guidelines on the reporting obligations of IFM to PIC, outlining the frequency and content of performance reports, investment analysis, risk assessment, and any other crucial information that needs to be shared. 5. Termination and Amendment: It includes provisions for terminating or amending the agreement, specifying the notice period, conditions, and procedures to be followed by both parties. This ensures that either party can discontinue the arrangement if it no longer serves their interests or if circumstances require modification. Different types of Salt Lake Utah Sub-Advisory Agreements between IFM and PIC may exist based on factors such as the specific investment strategies employed, targeted client segments, or geographical focus. These agreements could include variations in fee structures, reporting requirements, or other key provisions to address the particular needs and objectives of different investment mandates or client segments. In summary, the Salt Lake Utah Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. governs the provision of investment advisory services, outlining the responsibilities, compensation, reporting requirements, and other key aspects necessary for an effective and mutually beneficial advisor-client relationship.

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Salt Lake Utah Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services