Harris Texas Distribution Agreement regarding the continuous offering of the Fund's shares

• Category: Corporations - Public - Distribution
• State: Multi-State
• County: Harris
• Control #: US-EG-9373
• Format: Word; Rich Text

Description

Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the Keywords: Harris Texas Distribution Agreement, continuous offering, Fund's shares, types, detailed description The Harris Texas Distribution Agreement is a legal document that outlines the terms and conditions for the continuous offering of the Fund's shares within the state of Texas. This agreement plays a crucial role in the distribution process, ensuring compliance with state and federal securities laws and regulations. The agreement specifies the responsibilities and obligations of Harris Texas, the distributor, and the Fund, in regard to the ongoing offering of its shares. It covers various aspects such as sales, marketing, advertising, and investor relations, all aimed at promoting the Fund's shares to potential investors in Texas. One type of Harris Texas Distribution Agreement is the Initial Distribution Agreement. This agreement focuses on the initial offering of the Fund's shares and sets the groundwork for subsequent continuous offerings. It outlines the initial terms, procedures, and requirements for distributing the shares to investors within the state. Another type is the Amended and Restated Distribution Agreement. Over time, as circumstances change, this agreement may be modified or updated to reflect new terms and conditions. It ensures that the continuous offering of the Fund's shares remains in compliance with evolving regulatory requirements. The Harris Texas Distribution Agreement also includes provisions related to compensation and fees. It outlines how Harris Texas will be compensated for its distribution services, including any upfront or ongoing fees, commissions, or expense reimbursements. Additionally, the agreement addresses reporting requirements and record-keeping obligations. It stipulates that Harris Texas must provide regular reports to the Fund, detailing the progress of the continuous offering efforts, sales figures, and investor feedback. The agreement also emphasizes the importance of accurate record-keeping to ensure transparency and compliance with legal obligations. Overall, the Harris Texas Distribution Agreement is a comprehensive document that governs the continuous offering of the Fund's shares within Texas. It encapsulates the roles, responsibilities, and obligations of both the distributor and the Fund, ensuring a smooth and compliant process throughout the distribution of shares to potential investors.

Keywords: Harris Texas Distribution Agreement, continuous offering, Fund's shares, types, detailed description The Harris Texas Distribution Agreement is a legal document that outlines the terms and conditions for the continuous offering of the Fund's shares within the state of Texas. This agreement plays a crucial role in the distribution process, ensuring compliance with state and federal securities laws and regulations. The agreement specifies the responsibilities and obligations of Harris Texas, the distributor, and the Fund, in regard to the ongoing offering of its shares. It covers various aspects such as sales, marketing, advertising, and investor relations, all aimed at promoting the Fund's shares to potential investors in Texas. One type of Harris Texas Distribution Agreement is the Initial Distribution Agreement. This agreement focuses on the initial offering of the Fund's shares and sets the groundwork for subsequent continuous offerings. It outlines the initial terms, procedures, and requirements for distributing the shares to investors within the state. Another type is the Amended and Restated Distribution Agreement. Over time, as circumstances change, this agreement may be modified or updated to reflect new terms and conditions. It ensures that the continuous offering of the Fund's shares remains in compliance with evolving regulatory requirements. The Harris Texas Distribution Agreement also includes provisions related to compensation and fees. It outlines how Harris Texas will be compensated for its distribution services, including any upfront or ongoing fees, commissions, or expense reimbursements. Additionally, the agreement addresses reporting requirements and record-keeping obligations. It stipulates that Harris Texas must provide regular reports to the Fund, detailing the progress of the continuous offering efforts, sales figures, and investor feedback. The agreement also emphasizes the importance of accurate record-keeping to ensure transparency and compliance with legal obligations. Overall, the Harris Texas Distribution Agreement is a comprehensive document that governs the continuous offering of the Fund's shares within Texas. It encapsulates the roles, responsibilities, and obligations of both the distributor and the Fund, ensuring a smooth and compliant process throughout the distribution of shares to potential investors.