Orange California Distribution Agreement regarding the continuous offering of the Fund's shares

• Category: Corporations - Public - Distribution
• State: Multi-State
• County: Orange
• Control #: US-EG-9373
• Format: Word; Rich Text

Description

Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the Orange California Distribution Agreement is a legal contract that outlines the terms and conditions between a distributor and a mutual fund company for the continuous offering of the Fund's shares in Orange County, California. This agreement is crucial in facilitating the distribution and sale of mutual fund shares to investors in the region. The Orange California Distribution Agreement typically contains provisions that define the roles, responsibilities, and obligations of both the distributor and the mutual fund company. It establishes the framework for the distribution process, ensuring compliance with regulatory requirements and providing clarity on the terms under which shares will be offered to potential investors. Keywords: Orange California, Distribution Agreement, continuous offering, Fund's shares, mutual fund, distributor, investors, legal contract, terms and conditions, Orange County, regulatory requirements, compliance. There can be different types of Orange California Distribution Agreements depending on various factors. Some of these types may include: 1. Exclusive Distribution Agreement: This type of agreement grants a distributor exclusive rights to distribute the Fund's shares in Orange County, California. It means that no other distributors or intermediaries will be authorized to distribute the shares within the specified region. 2. Non-Exclusive Distribution Agreement: Unlike the exclusive agreement, this type allows multiple distributors to sell the Fund's shares in Orange County. Several distributors can operate concurrently, ensuring wider market coverage and access to potential investors. 3. Regional Distribution Agreement: This agreement is specific to Orange County, California, and covers distribution within this particular region. It may restrict the distributor from selling shares outside the designated area and establishes the territorial boundaries for distribution activities. 4. Broker-Dealer Distribution Agreement: In this type of agreement, the distributor acts as a broker-dealer, facilitating the sale of the Fund's shares to investors. The distributor may also provide additional services such as investment advice or market research to clients. 5. Third-Party Distribution Agreement: This agreement involves partnering with a third-party distributor, which could be a separate entity specializing in mutual fund distribution or a broker-dealer. The third party assists in distributing the Fund's shares within Orange County, California, leveraging its existing network and expertise in the field. Irrespective of the type of Orange California Distribution Agreement, its primary objective remains the same: to ensure a seamless and compliant process of offering and selling the Fund's shares to potential investors in Orange County, California.

Orange California Distribution Agreement is a legal contract that outlines the terms and conditions between a distributor and a mutual fund company for the continuous offering of the Fund's shares in Orange County, California. This agreement is crucial in facilitating the distribution and sale of mutual fund shares to investors in the region. The Orange California Distribution Agreement typically contains provisions that define the roles, responsibilities, and obligations of both the distributor and the mutual fund company. It establishes the framework for the distribution process, ensuring compliance with regulatory requirements and providing clarity on the terms under which shares will be offered to potential investors. Keywords: Orange California, Distribution Agreement, continuous offering, Fund's shares, mutual fund, distributor, investors, legal contract, terms and conditions, Orange County, regulatory requirements, compliance. There can be different types of Orange California Distribution Agreements depending on various factors. Some of these types may include: 1. Exclusive Distribution Agreement: This type of agreement grants a distributor exclusive rights to distribute the Fund's shares in Orange County, California. It means that no other distributors or intermediaries will be authorized to distribute the shares within the specified region. 2. Non-Exclusive Distribution Agreement: Unlike the exclusive agreement, this type allows multiple distributors to sell the Fund's shares in Orange County. Several distributors can operate concurrently, ensuring wider market coverage and access to potential investors. 3. Regional Distribution Agreement: This agreement is specific to Orange County, California, and covers distribution within this particular region. It may restrict the distributor from selling shares outside the designated area and establishes the territorial boundaries for distribution activities. 4. Broker-Dealer Distribution Agreement: In this type of agreement, the distributor acts as a broker-dealer, facilitating the sale of the Fund's shares to investors. The distributor may also provide additional services such as investment advice or market research to clients. 5. Third-Party Distribution Agreement: This agreement involves partnering with a third-party distributor, which could be a separate entity specializing in mutual fund distribution or a broker-dealer. The third party assists in distributing the Fund's shares within Orange County, California, leveraging its existing network and expertise in the field. Irrespective of the type of Orange California Distribution Agreement, its primary objective remains the same: to ensure a seamless and compliant process of offering and selling the Fund's shares to potential investors in Orange County, California.