San Jose California Distribution Agreement regarding the continuous offering of the Fund's shares

• Category: Corporations - Public - Distribution
• State: Multi-State
• City: San Jose
• Control #: US-EG-9373
• Format: Word; Rich Text

Description

Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the San Jose, California Distribution Agreement is a legally binding contract between a mutual fund and an authorized distributor. It governs the terms and conditions of the continuous offering of the fund's shares to investors in the San Jose area. This agreement outlines the responsibilities and obligations of both parties involved in the distribution process. It ensures compliance with applicable securities laws and regulations, protects the interests of investors, and provides clarity on the terms of distribution. Keywords: San Jose, California, Distribution Agreement, continuous offering, Fund's shares, authorized distributor, mutual fund, investors, securities laws, regulations, compliance, responsibilities, obligations, interests, terms of distribution. Different types of San Jose, California Distribution Agreements regarding the continuous offering of the Fund's shares may include: 1. Initial Distribution Agreement: This type of agreement is executed when a mutual fund is initially launched and establishes the relationship between the fund and the authorized distributor. It sets out the terms for the initial offering of the fund's shares to investors in the San Jose area. 2. Renewal Distribution Agreement: As the initial distribution agreement has a limited duration, a renewal distribution agreement is executed to extend the offering period. This type of agreement specifies the terms for the continued offering of the fund's shares, ensuring a seamless and uninterrupted distribution process. 3. Amended Distribution Agreement: In case there is a need to modify or update the terms and conditions of the existing distribution agreement, an amended distribution agreement is executed. This agreement allows both parties to make necessary changes while ensuring compliance with regulatory guidelines. 4. Exclusive Distribution Agreement: This type of agreement grants exclusive distribution rights to a single authorized distributor in the San Jose area. It restricts other distributors from offering the fund's shares, providing the authorized distributor with a competitive advantage. 5. Non-Exclusive Distribution Agreement: Unlike the exclusive distribution agreement, the non-exclusive distribution agreement allows multiple authorized distributors to offer the fund's shares in the San Jose area. This agreement allows for a broader distribution network and may include provisions for revenue sharing or different distribution territories. By understanding and utilizing these various types of distribution agreements, mutual funds can effectively offer their shares to investors in the San Jose area while ensuring compliance and protecting the interests of all parties involved.

San Jose, California Distribution Agreement is a legally binding contract between a mutual fund and an authorized distributor. It governs the terms and conditions of the continuous offering of the fund's shares to investors in the San Jose area. This agreement outlines the responsibilities and obligations of both parties involved in the distribution process. It ensures compliance with applicable securities laws and regulations, protects the interests of investors, and provides clarity on the terms of distribution. Keywords: San Jose, California, Distribution Agreement, continuous offering, Fund's shares, authorized distributor, mutual fund, investors, securities laws, regulations, compliance, responsibilities, obligations, interests, terms of distribution. Different types of San Jose, California Distribution Agreements regarding the continuous offering of the Fund's shares may include: 1. Initial Distribution Agreement: This type of agreement is executed when a mutual fund is initially launched and establishes the relationship between the fund and the authorized distributor. It sets out the terms for the initial offering of the fund's shares to investors in the San Jose area. 2. Renewal Distribution Agreement: As the initial distribution agreement has a limited duration, a renewal distribution agreement is executed to extend the offering period. This type of agreement specifies the terms for the continued offering of the fund's shares, ensuring a seamless and uninterrupted distribution process. 3. Amended Distribution Agreement: In case there is a need to modify or update the terms and conditions of the existing distribution agreement, an amended distribution agreement is executed. This agreement allows both parties to make necessary changes while ensuring compliance with regulatory guidelines. 4. Exclusive Distribution Agreement: This type of agreement grants exclusive distribution rights to a single authorized distributor in the San Jose area. It restricts other distributors from offering the fund's shares, providing the authorized distributor with a competitive advantage. 5. Non-Exclusive Distribution Agreement: Unlike the exclusive distribution agreement, the non-exclusive distribution agreement allows multiple authorized distributors to offer the fund's shares in the San Jose area. This agreement allows for a broader distribution network and may include provisions for revenue sharing or different distribution territories. By understanding and utilizing these various types of distribution agreements, mutual funds can effectively offer their shares to investors in the San Jose area while ensuring compliance and protecting the interests of all parties involved.