Hennepin Minnesota Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• County: Hennepin
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, Hennepin Minnesota Sub-Administration Agreement is a legally binding contract between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. that outlines the mutual understanding and obligations regarding the rendering of certain sub-administrative services in the Hennepin County area of Minnesota. This agreement defines the roles, responsibilities, and terms of the partnership between the two parties, ensuring smooth operations and efficient service delivery. The Hennepin Minnesota Sub-Administration Agreement encompasses a variety of sub-administrative services provided by EPSF Advisors, Inc. These services may include but are not limited to: 1. Fund Accounting: EPSF Advisors, Inc. will be responsible for maintaining accurate and up-to-date financial records, including accounting transactions, financial reporting, and reconciliation of investment funds managed by First Data Investor Services Group, Inc. within the Hennepin County area. 2. Shareholder Services: EPSF Advisors, Inc. will handle all shareholder-related activities, such as processing purchase and redemption requests, maintaining shareholder records, issuing tax documents, and providing investor support services. They will ensure prompt and accurate responses to inquiries or concerns from shareholders in compliance with applicable regulations. 3. Transfer Agent Services: EPSF Advisors, Inc. will serve as the transfer agent for the investment funds managed by First Data Investor Services Group, Inc. within the Hennepin County area. This includes maintaining an accurate record of share ownership, processing share transfers, and managing shareholder communications related to transfers and changes in ownership. 4. Compliance and Regulatory Support: EPSF Advisors, Inc. will assist First Data Investor Services Group, Inc. in meeting regulatory requirements specific to sub-administrative services within Hennepin County. They will provide guidance on compliance matters, conduct internal audits, and ensure adherence to local, state, and federal regulations governing the industry. 5. Reporting and Communication: EPSF Advisors, Inc. will prepare and deliver regular reports on the financial performance and activities of the investment funds to First Data Investor Services Group, Inc. These reports will include detailed information on portfolio holdings, investment transactions, asset valuations, and other relevant financial metrics necessary for informed decision-making. 6. Technology and Infrastructure: EPSF Advisors, Inc. will provide the necessary technological infrastructure, software, and systems to support the sub-administrative services provided within Hennepin County. This includes secure data storage, communication platforms, investor portals, and other tools required for efficient operations and client access. It is important to note that the specific terms and services covered under the Hennepin Minnesota Sub-Administration Agreement may vary depending on the unique requirements and contractual agreements between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. These agreements may be tailored to fit the specific needs of the investment funds involved and may include additional services not listed here.

Hennepin Minnesota Sub-Administration Agreement is a legally binding contract between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. that outlines the mutual understanding and obligations regarding the rendering of certain sub-administrative services in the Hennepin County area of Minnesota. This agreement defines the roles, responsibilities, and terms of the partnership between the two parties, ensuring smooth operations and efficient service delivery. The Hennepin Minnesota Sub-Administration Agreement encompasses a variety of sub-administrative services provided by EPSF Advisors, Inc. These services may include but are not limited to: 1. Fund Accounting: EPSF Advisors, Inc. will be responsible for maintaining accurate and up-to-date financial records, including accounting transactions, financial reporting, and reconciliation of investment funds managed by First Data Investor Services Group, Inc. within the Hennepin County area. 2. Shareholder Services: EPSF Advisors, Inc. will handle all shareholder-related activities, such as processing purchase and redemption requests, maintaining shareholder records, issuing tax documents, and providing investor support services. They will ensure prompt and accurate responses to inquiries or concerns from shareholders in compliance with applicable regulations. 3. Transfer Agent Services: EPSF Advisors, Inc. will serve as the transfer agent for the investment funds managed by First Data Investor Services Group, Inc. within the Hennepin County area. This includes maintaining an accurate record of share ownership, processing share transfers, and managing shareholder communications related to transfers and changes in ownership. 4. Compliance and Regulatory Support: EPSF Advisors, Inc. will assist First Data Investor Services Group, Inc. in meeting regulatory requirements specific to sub-administrative services within Hennepin County. They will provide guidance on compliance matters, conduct internal audits, and ensure adherence to local, state, and federal regulations governing the industry. 5. Reporting and Communication: EPSF Advisors, Inc. will prepare and deliver regular reports on the financial performance and activities of the investment funds to First Data Investor Services Group, Inc. These reports will include detailed information on portfolio holdings, investment transactions, asset valuations, and other relevant financial metrics necessary for informed decision-making. 6. Technology and Infrastructure: EPSF Advisors, Inc. will provide the necessary technological infrastructure, software, and systems to support the sub-administrative services provided within Hennepin County. This includes secure data storage, communication platforms, investor portals, and other tools required for efficient operations and client access. It is important to note that the specific terms and services covered under the Hennepin Minnesota Sub-Administration Agreement may vary depending on the unique requirements and contractual agreements between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. These agreements may be tailored to fit the specific needs of the investment funds involved and may include additional services not listed here.